COMPLIANCE
AND
REPORTING

KEY FEATURES

Robust library of portfolio and trading based compliance checks

Permissioned users can set up new compliance checks on the fly

Full audit trail for every order, available anytime

Automation for restricted trading lists

TORA delivers the implementation, management and updates of all compliance rules as part of our service

Flexible work flows with optional approval protocols

Sub-millisecond latency and high-throughput portfolio and trading compliance engine

New rules delivered dynamically without requiring upgrades

Reporting

Partnerships with leading ARMs

‘Plug ‘n play’ functionality for transaction reporting

Transparency

Partnerships with APAs

Connectivity for pre-trade and post-trade Transparency